NYSE Arca - PDFSEARCH.IO - Document Search Engine

NYSE Arca
Results: 1249

#	Item
231	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]August 19, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Dis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-20 07:49:18 Funds Financial services Bonds United States housing bubble Asset-backed security Exchange-traded fund Collective investment scheme Security Catastrophe bond Financial economics Investment Finance
232	Notice of Filing of Amendment No. 2 to Proposed Rule Change Relating to Listing and Trading Shares of the Sit Rising Rate Fund under NYSE Arca Equities Rule 8.200 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-17 10:59:10 Financial markets Funds Financial services Exchange-traded fund Futures contract NYSE Arca Margin Arbitrage Day trading Financial economics Investment Finance
233	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]October 21, 2014 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of P Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-22 08:16:07 Finance Stock market United States securities law International Securities Exchange Broker-dealer Exercise Order Securities Exchange Act NYSE Arca Financial economics Financial markets Investment
234	24 of 27 EXHIBIT 5 Text of the Proposed Rule Change: 1 Rules of NYSE Arca *** Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-07 12:07:19** Financial markets Investment Order Market maker Collar Price mechanism Financial economics Stock market Finance
235	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]December 11, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerate Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-12 09:04:35 Options Clearing Corporation Securities Exchange Act Futures contract New York Stock Exchange U.S. Securities and Exchange Commission LCH.Clearnet Financial economics Financial system Finance
236	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]October 27, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-28 07:58:03 Financial markets Futures contract Commodity Futures Trading Commission Exchange-traded fund Options Clearing Corporation Futures exchange Commodity Exchange Act Derivative Commodity market Financial economics Finance Investment
237	37 of 37 Exhibit 5 Additions underlined. Deletions [bracketed]. NYSE Arca Options Proprietary Market Data Fees As of [September]November 1, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 07:54:00 Market data Financial markets NYSE Arca New York Stock Exchange
238	37 of 37 Exhibit 5 Additions underlined. Deletions [bracketed]. NYSE Amex Options Proprietary Market Data Fees As of [September]November 1, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-11-14 07:55:28 Market data Economics Financial markets NYSE Arca New York Stock Exchange
239	October 28, 2014 Via Electronic Mail ([removed]) U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed]Attention: Brent J. Fields, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-29 11:18:19 Investment Financial markets Bonds Securities Securities Industry and Financial Markets Association NASDAQ OMX Direct Edge NYSE Arca Financial economics Self-regulatory organizations Economy of the United States
240	Sudhlr Bhattacharyya Vice President New York Stock Excilange 11 Wail Street New York, NY[removed]T +1 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-10-31 14:11:57 73rd United States Congress United States Securities and Exchange Commission Financial regulation Securities Exchange Act NYSE Arca Business New York Stock Exchange United States Self-regulatory organization NYSE Euronext United States securities law Economy of the United States

UPDATE